DFX Intelligence

M•••••• I••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

M•••••• I••••••••• L••

CRD 168091

NEW YORK, NY

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Search this name across graphsid dfx:ria:8c9796d2-734e-cba4-03f1-5d2bd5412075

Data as of Apr 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 24
Dated events: 9
On other graphs: 1
Observed: Jun 27, 2016 to Apr 29, 2026
16 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

M•••••• I••••••••• L••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $900M••• Locked
Discretionary RAUM: $900M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 20

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M•••••• I•••• F••• L•••	Hedge Fund	$849M	Mar 31, 2024	12	Mar 28, 2014	reported	n/a
M•••••• I•••• F•••• L•	Hedge Fund	$626M	Mar 31, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• K••••••• P••••	CHIEF COMPLIANCE OFFICER	Na	yes	03/2016	Jun 27, 2016	Mar 31, 2024
B•••••• D••••• J••	Member	E	yes	02/2000	Jun 27, 2016	Mar 31, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
D••••••••• C•••••• M••••••• L••	n/a	n/a	n/a	N	yes	n/a
K•••••• P•••• B•••••	n/a	n/a	n/a	Y	no	n/a
M•••••• F••• M••••••• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$900M	$1.2B	-22.4%	$828M	2.8%	20	21	0	0

Relationships

Advises (6)

→ M•••••• I•••• F•••• L•Private fundHedge Fund, IA
Mar 28, 2014 to presentfactForm ADV
→ M•••••• S••• L••Private fundOther Private Fund, IA
Mar 26, 2022 to presentfactForm ADV
→ M•••••• S••• L••Private fundOther Private Fund, IA
Mar 16, 2023 to presentfactForm ADV
→ M•••••• S••••• F••• L•Private fund

Dated events

Occurred
Mar 31, 2024
Regulatory AUM changed
M•••••• I••••••••• L•• reported RAUM $1.1B, up 30% from $828.2M (2023-10-30 to 2024-03-31)
Form ADVobserved 7 days ago
$251M
Occurred
Mar 16, 2023
Regulatory AUM changed
M•••••• I••••••••• L•• reported RAUM $828.2M, down 34% from $1.3B (2022-03-26 to 2023-03-16)
Form ADVobserved 7 days ago
$-427M
Occurred
Mar 16, 2023
Control person joined
Nikita Ng (Manager) appeared on Schedule A of M•••••• I••••••••• L••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8c9796d2-734e-cba4-03f1-5d2bd5412075
First observed: Jun 27, 2016
Last observed: Apr 29, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.