DFX Intelligence

A•••••• L•• O••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

A•••••• L•• O••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Everett, WA

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Search this name across graphsid dfx:ria:8c995cc2-050e-1343-a98e-587a38d94441

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 4, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Oct 26, 2022	n/a	yes	Everett, WA	Current employment
E••••• J••••	National bd RIA	Mar 4, 2013	Oct 27, 2022	no	EVERETT, WA\|EVERETT, WA\|ST LOUIS, MO\|ST LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Oct 27, 2022	Oct 26, 2022	-1	Firm change	Ibd to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
250:149018:MO:2022-10-14	Oct 27, 2022	Oct 26, 2022	ST LOUIS, MO	Firm change

Relationships

Registered with (2)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Oct 26, 2022 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Mar 4, 2013 to Oct 27, 2022factForm ADV

Dated events

Occurred
Oct 27, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8c995cc2-050e-1343-a98e-587a38d94441
First observed: Mar 4, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.