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Advisor at VALIC FINANCIAL ADVISORS, INC.
HOUSTON, TX | ELK GROVE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Jan 5, 2010 | n/a | yes | ELK GROVE, CA|HOUSTON, TX | Current employment |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jan 28, 2009 | Dec 8, 2009 | no | BETHLEHEM, PA|BETHLEHEM, PA|EDISON, NJ | Previous registration |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Sep 22, 2004 | Jan 30, 2009 | no | MORRISTOWN, NJ|HARRISBURG, PA|SEVEN FIELDS, PA|SEVEN FIELDS, PA|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | VALIC FINANCIAL ADVISORS, INC. | Dec 8, 2009 | Jan 5, 2010 | 28 | Firm change | Other |
| VALIC FINANCIAL ADVISORS, INC. | EQUITABLE ADVISORS, LLC | Jan 30, 2009 | Jan 28, 2009 | -2 | Firm change | Other |