DFX Intelligence

P•••• L•••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

P•••• L•••• F••••

Advisor at T••••••••• T•••• W••••• M••••••••• I•••

HOUSTON, TX

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Search this name across graphsid dfx:ria:8c9e6a77-48d4-3a18-cc84-f63fbf34ad49

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 13, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••••• T•••• W••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 13, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••••• T•••• W••••• M••••••••• I•••	Independent wealth	May 16, 2016	n/a	yes	HOUSTON, TX	Current employment
L••••••• W•••••• I•••	Independent wealth	May 12, 2014	May 9, 2016	no	HOUSTON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••••• W•••••• I•••	T••••••••• T•••• W••••• M••••••••• I•••	May 9, 2016	May 16, 2016	7	Firm change	Other
G•• A••••••• S•••••••• L••	L••••••• W•••••• I•••	Feb 26, 2013	May 12, 2014

Relationships

Registered with (3)

→ T••••••••• T•••• W••••• M••••••••• I•••Registered adviserregistration: current employment
May 16, 2016 to presentfactForm ADV
→ L••••••• W•••••• I•••Registered adviserregistration: previous registration
May 12, 2014 to May 9, 2016factForm ADV
→ G•• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 13, 2010 to Feb 26, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8c9e6a77-48d4-3a18-cc84-f63fbf34ad49
First observed: Dec 13, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.