DFX Intelligence

H•••• M•••• G•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

H•••• M•••• G•••

Advisor at M••••• G••••• A••••••• I•••

DENVER, CO | Springfield, MO

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Search this name across graphsid dfx:ria:8ca97633-0ef9-29b8-cec7-d6ca7a9d5735

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 7, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• G••••• A••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• G••••• A••••••• I•••	Independent wealth	May 23, 2022	n/a	yes	DENVER, CO\|Springfield, MO	Current employment
H•• A•••••••• I••	Former SEC adviser	May 7, 2012	Sep 26, 2022	no	SPRINGFIELD, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•• A•••••••• I••	M••••• G••••• A••••••• I•••	Sep 26, 2022	May 23, 2022	-126	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
106691:147363:MO:2022-09-26	Sep 26, 2022	May 23, 2022	SPRINGFIELD, MO	Firm change after gap

Relationships

Registered with (2)

→ M••••• G••••• A••••••• I•••Registered adviserregistration: current employment
May 23, 2022 to presentfactForm ADV
→ H•• A•••••••• I••Registered adviserregistration: previous registration
May 7, 2012 to Sep 26, 2022factForm ADV

Dated events

Occurred
Sep 26, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8ca97633-0ef9-29b8-cec7-d6ca7a9d5735
First observed: May 7, 2012
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.