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Advisor at JANNEY MONTGOMERY SCOTT LLC
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| JANNEY MONTGOMERY SCOTT LLC | Bd affiliated wealth | Mar 13, 2026 | n/a | yes | NEW YORK, NY | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Sep 13, 2023 | Feb 27, 2026 | no | NEW YORK, NY|New York, NY|NEW YORK, NY | Previous registration |
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | Former SEC adviser | Oct 29, 2021 | Mar 19, 2025 | no | New York, NY | Previous registration |
| MORGAN STANLEY | Wirehouse | May 14, 2020 | May 27, 2020 | no | New York, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | JANNEY MONTGOMERY SCOTT LLC | Feb 27, 2026 | Mar 13, 2026 | 14 | Firm change | Wirehouse to ibd |
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | J.P. MORGAN SECURITIES LLC | Mar 19, 2025 | Sep 13, 2023 | -553 | Bulk transfer | Ibd to wirehouse |
| MORGAN STANLEY | J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | May 27, 2020 | Oct 29, 2021 | 520 | Firm change after gap | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:463:NY:2026-02-27 | Feb 27, 2026 | Mar 13, 2026 | NEW YORK, NY | Firm change |
| 149777:108559:NY:2020-05-26 | May 27, 2020 | Oct 29, 2021 | NEW YORK, NY | Firm change after gap |