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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

BELADOR ADVISORS UK LIMITED

CRD 159701

LONDON

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Search this name across graphsid dfx:ria:8cc47704-00c9-e97d-7016-180f23855bf3

Data as of Mar 26, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 0
On other graphs: 0
Observed: Dec 19, 2011 to Mar 26, 2013
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $227MItem 5.F on the latest filing (2013-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $227M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 2
Accounts: 2
Private funds: 2Schedule D 7.B(1)
Private fund GAV: $235Mgross asset value as reported per fund; never fund size
Custody, client assets: $227M
SEC number: 801-72989
CRD: 159701
Filings on the tape: 6
First filed: Dec 19, 2011
Latest filed: Mar 26, 2013
Organised: Other (specify)

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
CUBIX MANAGERS LP	Other Private Fund	$28.1M	Sep 2, 2015	3	Dec 19, 2011	reported	n/a
KNIGHT MANAGERS LP	Other Private Fund	$27.7M	Sep 2, 2015	3	Dec 19, 2011	reported	n/a
SATURN MANAGERS LIMITED PARTNERSHIP	Other Private Fund	$184,756	Sep 2, 2015	1	Jan 23, 2015	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AURIUM LIMITED	SHAREHOLDER OF BALLANCE GROUP LIMITED	E	yes	06/2012	Mar 26, 2012	Mar 26, 2013
BELADOR LIMITED	SOLE SHAREHOLDER	E	yes	10/2010	Mar 26, 2012	Mar 26, 2013
EIRSP INVESTMENTS SARL	SHAREHOLDER OF AURIUM LIMITED	C	yes	04/2011	Dec 19, 2011	Mar 26, 2013
EQUUS RETIREMENT SAVINGS PLAN CELL 146	SHAREHOLDER OF EIRSP INVESTMENTS SARL	E	yes	12/2010	Dec 19, 2011	Mar 26, 2013
ESTRELLA INVESTMENTS SARL	SHAREHOLDER OF AURIUM LIMITED	C	yes	04/2011	Dec 19, 2011	Mar 26, 2013
NEAVE, JAMES, BARRIE	Director	Na	yes	10/2010	Dec 19, 2011	Mar 26, 2013
PEARSON, SIMON, ANDREW	MEMBER OF EQUUS RETIREMENT SAVINGS PLAN CELL 146	E	yes	12/2010	Dec 19, 2011	Mar 26, 2013
PENNA, JOSEPH, DAVID	SHAREHOLDER OF ESTRELLA INVESTMENTS SARL	E	yes	12/2010	Dec 19, 2011	Mar 26, 2013
PICKETT, ISOBEL, MARY	Director	Na	yes	10/2010	Dec 19, 2011	Mar 26, 2013
BALLANCE GROUP LIMITED	SHAREHOLDER OF BELADOR LIMITED	E	no	06/2012	Jan 29, 2013	Mar 26, 2013

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Jan 29, 2013	$227M	$227M	4	2	n/a	2	$235M
2011	Mar 26, 2012	$235M	$235M	n/a	n/a	n/a	2	$235M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$227M	$235M	-3.6%	n/a	n/a	4	n/a	n/a	n/a

Relationships

Advises (3)

→ SATURN MANAGERS LIMITED PARTNERSHIPPrivate fundOther Private Fund, ERA
Jan 23, 2015 to presentfactForm ADV
→ CUBIX MANAGERS LPPrivate fundOther Private Fund, ERA
Dec 19, 2011 to presentfactForm ADV
→ KNIGHT MANAGERS LPPrivate fundOther Private Fund, ERA
Dec 19, 2011 to presentfactForm ADV

Controls (9)

← PEARSON, SIMON, ANDREWOwnerMEMBER OF EQUUS RETIREMENT SAVINGS PLAN CELL 146, ownership code E, individual
Dec 19, 2011 to presentfactForm ADV
← PENNA, JOSEPH, DAVIDOwnerSHAREHOLDER OF ESTRELLA INVESTMENTS SARL, ownership code E, individual
Dec 19, 2011 to presentfactForm ADV
← PICKETT, ISOBEL, MARYOwnerDIRECTOR, ownership code NA, individual
Dec 19, 2011 to presentfactForm ADV
← NEAVE, JAMES, BARRIEOwnerDIRECTOR, ownership code NA, individual
Dec 19, 2011 to presentfactForm ADV
← AURIUM LIMITEDOwnerSHAREHOLDER OF BALLANCE GROUP LIMITED, ownership code E, foreign entity
Mar 26, 2012 to presentfactForm ADV
← BELADOR LIMITEDOwnerSOLE SHAREHOLDER, ownership code E, foreign entity
Mar 26, 2012 to presentfactForm ADV
← EIRSP INVESTMENTS SARLOwnerSHAREHOLDER OF AURIUM LIMITED, ownership code C, foreign entity
Dec 19, 2011 to presentfactForm ADV
← EQUUS RETIREMENT SAVINGS PLAN CELL 146OwnerSHAREHOLDER OF EIRSP INVESTMENTS SARL, ownership code E, foreign entity
Dec 19, 2011 to presentfactForm ADV
← ESTRELLA INVESTMENTS SARLOwnerSHAREHOLDER OF AURIUM LIMITED, ownership code C, foreign entity
Dec 19, 2011 to presentfactForm ADV

Owns (1)

← BALLANCE GROUP LIMITEDOwnerSHAREHOLDER OF BELADOR LIMITED, ownership code E, foreign entity
Jan 29, 2013 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8cc47704-00c9-e97d-7016-180f23855bf3
First observed: Dec 19, 2011
Last observed: Mar 26, 2013 164 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BELADOR ADVISORS UK LIMITED

CRD 159701

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8cc47704-00c9-e97d-7016-180f23855bf3

Data as of Mar 26, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:55 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

CUBIX MANAGERS LP

Other Private Fund

$28.1M

Sep 2, 2015

Dec 19, 2011

reported

n/a

KNIGHT MANAGERS LP

Other Private Fund

$27.7M

Sep 2, 2015

Dec 19, 2011

reported

n/a

SATURN MANAGERS LIMITED PARTNERSHIP

Other Private Fund

$184,756

Sep 2, 2015

Jan 23, 2015

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AURIUM LIMITED

SHAREHOLDER OF BALLANCE GROUP LIMITED

yes

06/2012

Mar 26, 2012

Mar 26, 2013

BELADOR LIMITED

SOLE SHAREHOLDER

yes

10/2010

Mar 26, 2012

Mar 26, 2013

EIRSP INVESTMENTS SARL

SHAREHOLDER OF AURIUM LIMITED

yes

04/2011

Dec 19, 2011

Mar 26, 2013

EQUUS RETIREMENT SAVINGS PLAN CELL 146

SHAREHOLDER OF EIRSP INVESTMENTS SARL

yes

12/2010

Dec 19, 2011

Mar 26, 2013

ESTRELLA INVESTMENTS SARL

SHAREHOLDER OF AURIUM LIMITED

yes

04/2011

Dec 19, 2011

Mar 26, 2013

NEAVE, JAMES, BARRIE

Director

yes

10/2010

Dec 19, 2011

Mar 26, 2013

PEARSON, SIMON, ANDREW

MEMBER OF EQUUS RETIREMENT SAVINGS PLAN CELL 146

yes

12/2010

Dec 19, 2011

Mar 26, 2013

PENNA, JOSEPH, DAVID

SHAREHOLDER OF ESTRELLA INVESTMENTS SARL

yes

12/2010

Dec 19, 2011

Mar 26, 2013

PICKETT, ISOBEL, MARY

Director

yes

10/2010

Dec 19, 2011

Mar 26, 2013

BALLANCE GROUP LIMITED

SHAREHOLDER OF BELADOR LIMITED

06/2012

Jan 29, 2013

Mar 26, 2013

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Jan 29, 2013

$227M

n/a

$235M

2011

Mar 26, 2012

$235M

n/a

$235M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$227M

$235M

-3.6%

n/a