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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

JOHN RADFORD COMPTON

Advisor at LPL FINANCIAL LLC

ANDERSON, IN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 17, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 6, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Sep 6, 1988
First registration: Oct 17, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 1846811

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 19, 2019	n/a	yes	ANDERSON, IN	Current employment
ASSET MANAGEMENT STRATEGIES, INC.	Independent wealth	Feb 27, 2016	Aug 23, 2017	no	Indianapolis, IN	Previous registration
F500 ADVISORY SERVICES, INC.	Former SEC adviser	Oct 1, 2014	Oct 16, 2015	no	INDIANAPOLIS, IN\|NEWPORT BEACH, CA	Previous registration
CREATIVE FINANCIAL DESIGNS, INC.	Bd affiliated wealth	Jun 26, 2012	Jul 2, 2013	no	KOKOMO, IN\|KOKOMO, IN	Previous registration
FIDUCIAL INVESTMENT ADVISORS, INC.	n/a	Oct 17, 2003	Jan 6, 2006	no	INDIANAPOLIS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ASSET MANAGEMENT STRATEGIES, INC.	LPL FINANCIAL LLC	Aug 23, 2017	Jul 19, 2019	695	Firm change after gap	Other
F500 ADVISORY SERVICES, INC.	ASSET MANAGEMENT STRATEGIES, INC.	Oct 16, 2015	Feb 27, 2016	134	Firm change	Other
CREATIVE FINANCIAL DESIGNS, INC.	F500 ADVISORY SERVICES, INC.	Jul 2, 2013	Oct 1, 2014	456	Firm change after gap	Other
FIDUCIAL INVESTMENT ADVISORS, INC.	CREATIVE FINANCIAL DESIGNS, INC.	Jan 6, 2006	Jun 26, 2012	2,363	Firm change after gap	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 19, 2019 to presentfactForm ADV
→ ASSET MANAGEMENT STRATEGIES, INC.Registered adviserregistration: previous registration
Feb 27, 2016 to Aug 23, 2017factForm ADV
→ F500 ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Oct 1, 2014 to Oct 16, 2015factForm ADV
→ CREATIVE FINANCIAL DESIGNS, INC.Registered adviserregistration: previous registration
Jun 26, 2012 to Jul 2, 2013factForm ADV
→ FIDUCIAL INVESTMENT ADVISORS, INC.Registered adviserregistration: previous registration
Oct 17, 2003 to Jan 6, 2006factForm ADV

Dated events

No dated event names this entity yet.