DFX Intelligence

D•••• A•••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)42 years in industry

D•••• A•••• M•••••

Advisor at K••••• A••••••• S•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:8cc505fc-9c72-1e28-c66d-6f666b15b460

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 21, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Apr 21, 2016	n/a	yes	Paradise Valley, AZ\|DEERFIELD, IL\|Scottsdale, AZ\|AUSTIN, TX	Current employment
M• H••••••• S••••••••• I•••	Bd affiliated wealth	Jan 14, 2005	Aug 27, 2008	no	DEERFIELD, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M• H••••••• S••••••••• I•••	K••••• A••••••• S•••••••• L••	Aug 27, 2008	Apr 21, 2016	2,794	Firm change after gap	Other
M••••• S•••••• C•••••••••	M• H••••••• S••••••••• I•••	Jan 18, 2005	Jan 14, 2005

Relationships

Registered with (3)

→ K••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Apr 21, 2016 to presentfactForm ADV
→ M• H••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jan 14, 2005 to Aug 27, 2008factForm ADV
→ M••••• S•••••• C•••••••••Registered adviserregistration: previous registration
May 21, 2003 to Jan 18, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8cc505fc-9c72-1e28-c66d-6f666b15b460
First observed: May 21, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.