DFX Intelligence

M•••• I••••• R• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

M•••• I••••• R• P••••••

Advisor at C••••••• I••••••••• C••••••

••• Locked

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Search this name across graphsid dfx:ria:8cc7000c-8c71-67d0-4a3f-d2866dbcca8e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• I••••••••• C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• I••••••••• C••••••	Independent wealth	Dec 23, 2019	n/a	yes	LOS ANGELES, CA\|PEPPER PIKE, OH	Current employment
G•••• C•••••• M•••••••••	State registered	Dec 22, 2010	n/a	yes	Los Angeles, CA	Current employment

Relationships

Registered with (2)

→ C••••••• I••••••••• C••••••Registered adviserregistration: current employment
Dec 23, 2019 to presentfactForm ADV
→ G•••• C•••••• M•••••••••Registered adviserregistration: current employment
Dec 22, 2010 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8cc7000c-8c71-67d0-4a3f-d2866dbcca8e
First observed: Jan 1, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.