DFX Intelligence

T••••• A•••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor35 years in industry

T••••• A•••••• S••••

Advisor at M••••• C•••••• A•••••••• L••

RALEIGH, NC | Napa, CA

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Search this name across graphsid dfx:ria:8ccca16a-3d97-0b5b-ed76-08f8809f9463

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 18, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• C•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 7, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• C•••••• A•••••••• L••	Independent wealth	Feb 6, 2025	n/a	yes	Napa, CA\|RALEIGH, NC	Current employment
M••••• C•••••• A•••••••• L••	Independent wealth	Mar 26, 2020	Dec 31, 2021	no	Napa, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	M••••• C•••••• A•••••••• L••	Jan 21, 2009	Mar 26, 2020	4,082	Firm change after gap	Other

Relationships

Registered with (2)

→ M••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 26, 2020 to Dec 31, 2021factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 18, 2002 to Jan 21, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8ccca16a-3d97-0b5b-ed76-08f8809f9463
First observed: Oct 18, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.