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Advisor at HSBC SECURITIES (USA) INC.
East Amherst, NY | Buffalo, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HSBC SECURITIES (USA) INC. | Bd affiliated wealth | Nov 23, 2015 | n/a | yes | Buffalo, NY|Buffalo, NY|East Amherst, NY | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 18, 2012 | Nov 28, 2014 | no | BUFFALO, NY | Previous registration |
| HSBC SECURITIES (USA) INC. | Bd affiliated wealth | Sep 25, 2007 | Dec 31, 2011 | no | BUFFALO, NY|CHEEKTOWAGA, NY|EDEN, NY|BUFFALO, NY|BUFFALO, NY|DEPEW, NY|BUFFALO, NY|BUFFALO, NY|BUFFALO, NY|BUFFALO, NY|BUFFALO, NY|BUFFALO, NY|WILLIAMSVILLE, NY|EAST AURORA, NY|HAMBURG, NY|SPRINGVILLE, NY|DEPEW, NY|WILLIAMSVILLE, NY|BUFFALO, NY|ORCHARD PARK, NY|HAMBURG, NY|ATTICA, NY|ANGOLA, NY|ORCHARD PARK, NY|JAMESTOWN, NY|GOWANDA, NY|BUFFALO, NY|BUFFALO, NY|CHEEKTOWAGA, NY|BUFFALO, NY|BUFFALO, NY|BUFFALO, NY|BUFFALO, NY|BUFFALO, NY|WILLIAMSVILLE, NY|JAMESTOWN, NY|WILLIAMSVILLE, NY|FALCONER, NY|WESTFIELD, NY|DUNKIRK, NY|WEST SENECA, NY|BUFFALO, NY|BUFFALO, NY|LACKAWANNA, NY|LACKAWANNA, NY|SNYDER, NY|BUFFALO, NY|JAMESTOWN, NY | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jun 24, 2005 | Aug 27, 2007 | no | FLORHAM PARK, NJ|FLORHAM PARK, NJ|FLORHAM PARK, NJ | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Oct 20, 2004 | Feb 1, 2005 | no | RIDGEWOOD, NJ | Previous registration |
| QUICK & REILLY, INC. | n/a | Nov 21, 2002 | Oct 20, 2004 | no | RIDGEWOOD, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | HSBC SECURITIES (USA) INC. | Nov 28, 2014 | Nov 23, 2015 | 360 | Firm change | Other |
| HSBC SECURITIES (USA) INC. | LPL FINANCIAL LLC | Dec 31, 2011 | Jan 18, 2012 | 18 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | HSBC SECURITIES (USA) INC. | Aug 27, 2007 | Sep 25, 2007 | 29 | Firm change | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | CITIGROUP GLOBAL MARKETS INC. | Feb 1, 2005 | Jun 24, 2005 | 143 | Firm change | Other |
| QUICK & REILLY, INC. | BANC OF AMERICA INVESTMENT SERVICES, INC. | Oct 20, 2004 | Oct 20, 2004 | 0 | Bulk transfer | Other |