DFX Intelligence

S•••• D•••••• M•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

S•••• D•••••• M•••

Advisor at R•••••••• W•••••

LITTLE ROCK, AR | Gilbert, AZ

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Search this name across graphsid dfx:ria:8cd11a46-1153-9323-7c7c-f6cf8e47d8b9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 26, 2024 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••••• W•••••	Independent wealth	Jul 31, 2026	n/a	yes	LITTLE ROCK, AR\|Gilbert, AZ	Current employment
B••••••• J•••• L••	Independent wealth	Jan 26, 2024	Jul 27, 2026	no	Scottsdale, AZ\|SEATTLE, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• J•••• L••	R•••••••• W•••••	Jul 27, 2026	Jul 31, 2026	4	Firm change	RIA to RIA

Relationships

Registered with (2)

→ R•••••••• W•••••Registered adviserregistration: current employment
Jul 31, 2026 to presentfactForm ADV
→ B••••••• J•••• L••Registered adviserregistration: previous registration
Jan 26, 2024 to Jul 27, 2026factForm ADV

Dated events

Occurred
Jul 27, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8cd11a46-1153-9323-7c7c-f6cf8e47d8b9
First observed: Jan 26, 2024
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.