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Advisor at OSAIC WEALTH, INC.
MONTE SERENO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jun 14, 2024 | n/a | yes | MONTE SERENO, CA | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Jul 2, 2007 | Jun 14, 2024 | no | LOS GATOS, CA | Previous registration |
| BROOKSTREET SECURITIES CORPORATION | n/a | Mar 29, 2007 | Jul 2, 2007 | no | SAN JUAN CAPISTRANO, CA|LOS GATOS, CA | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Jul 8, 1997 | Mar 2, 2007 | no | LOS GATOS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | OSAIC WEALTH, INC. | Jun 14, 2024 | Jun 14, 2024 | 0 | Bulk transfer | Ibd to ibd |
| BROOKSTREET SECURITIES CORPORATION | SECURITIES AMERICA ADVISORS, INC. | Jul 2, 2007 | Jul 2, 2007 | 0 | Firm change | Other |
| SECURITIES AMERICA ADVISORS, INC. | BROOKSTREET SECURITIES CORPORATION | Mar 2, 2007 | Mar 29, 2007 | 27 | Firm change | Other |