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J•••• P•••••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)40 years in industry

J•••• P•••••• F•••••

Advisor at S••••• F•••••••• A•••••••• I•••

BELLEVUE, WA | Bellevue, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8cec3bdc-04a6-9ad6-8fc3-8b163e147e13

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Feb 10, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• F•••••••• A•••••••• I•••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 28, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 28derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Jun 26, 2025	n/a	yes	Bellevue, WA	Current employment
S••••• F•••••••• A•••••••• I•••	State registered	Oct 20, 1997	n/a	yes

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Jun 30, 2025	Jun 26, 2025	-4	Firm change	Ibd to ibd
C••••• A•••••• N••••••• L••	S••••• F•••••••• A•••••••• I•••	Jun 29, 2023

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
105644:149018:WA:2025-06-26	Jun 30, 2025	Jun 26, 2025	BELLEVUE, WA	Firm change
13572:117257:WA:2023-06-29	Jun 29, 2023	Oct 20, 1997	BELLEVUE, WA	Firm change after gap

Relationships

Registered with (4)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Jun 26, 2025 to presentfactForm ADV
→ S••••• F•••••••• A•••••••• I•••Registered adviserregistration: current employment
Oct 20, 1997 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 29, 2023 to Jun 30, 2025factForm ADV
→ C••••• A•••••• N••••••• L••

Dated events

Occurred
Jun 30, 2025
A•••••• firm change
J•••• P•••••• F••••• left C••••• I••••••••• A••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-06-26)
Form ADVobserved 7 days ago
Occurred
Jun 29, 2023
A•••••• firm change
J•••• P•••••• F••••• left C••••• A•••••• N••••••• L•• for S••••• F•••••••• A•••••••• I••• (registered 1997-10-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8cec3bdc-04a6-9ad6-8fc3-8b163e147e13
First observed: Feb 10, 1995
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.