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RIA / WealthAdvisorCertified Financial Planner15 years in industry

TAMI C CARROLL

Advisor at BSW WEALTH PARTNERS

Boulder , CO | AKRON, OH | BOULDER, CO

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Search this name across graphsid dfx:ria:8cf807be-0f97-7dea-f5b0-8e7d4066dc2e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 9, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BSW WEALTH PARTNERS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 23, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Nov 23, 2010
First registration: Dec 9, 2010
Dual registered: no
Other names: TAMI C HOPP
IAPD individual key: 5333353

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SEQUOIA FINANCIAL GROUP, L.L.C.	Independent wealth	Jul 15, 2026	n/a	yes	Boulder , CO\|AKRON, OH	Current employment
BSW WEALTH PARTNERS	Independent wealth	Sep 4, 2019	n/a	yes	BOULDER, CO	Current employment
AVEO CAPITAL PARTNERS, LLC	Former SEC adviser	Feb 12, 2018	Dec 9, 2019	no	ENGLEWOOD, CO	Previous registration
COBIZ WEALTH	Former SEC adviser	Aug 19, 2013	Feb 23, 2018	no	DENVER, CO	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Dec 9, 2010	Feb 13, 2012	no	LAKEWOOD, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVEO CAPITAL PARTNERS, LLC	BSW WEALTH PARTNERS	Dec 9, 2019	Sep 4, 2019	-96	Firm change after gap	RIA to RIA
COBIZ WEALTH	AVEO CAPITAL PARTNERS, LLC	Feb 23, 2018	Feb 12, 2018	-11	Firm change	Other
EQUITABLE ADVISORS, LLC	COBIZ WEALTH	Feb 13, 2012	Aug 19, 2013	553	Firm change after gap	Other

Relationships

Registered with (5)

→ SEQUOIA FINANCIAL GROUP, L.L.C.Registered adviserregistration: current employment
Jul 15, 2026 to presentfactForm ADV
→ BSW WEALTH PARTNERSRegistered adviserregistration: current employment
Sep 4, 2019 to presentfactForm ADV
→ AVEO CAPITAL PARTNERS, LLCRegistered adviserregistration: previous registration
Feb 12, 2018 to Dec 9, 2019factForm ADV
→ COBIZ WEALTHRegistered adviserregistration: previous registration
Aug 19, 2013 to Feb 23, 2018factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 9, 2010 to Feb 13, 2012factForm ADV

Dated events

No dated event names this entity yet.