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Advisor at LPL FINANCIAL LLC
FAIRFAX, VA | WINCHESTER, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 15, 2025 | n/a | yes | FAIRFAX, VA|WINCHESTER, VA | Current employment |
| CUSO FINANCIAL SERVICES, L.P. | Former SEC adviser | Jan 23, 2013 | May 15, 2025 | no | SAN DIEGO, CA|Sterling, VA|FAIRFAX, VA|Winchester, VA|FAIRFAX, VA | Previous registration |
| CUNA BROKERAGE SERVICES, INC. | Former SEC adviser | May 7, 2004 | Jan 24, 2013 | no | FAIRFAX, VA|COLUMBIA, SC|FAIRFAX STATION, VA|COLUMBIA, SC | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Apr 23, 2001 | May 9, 2003 | no | MCLEAN, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CUSO FINANCIAL SERVICES, L.P. | LPL FINANCIAL LLC | May 15, 2025 | May 15, 2025 | 0 | Bulk transfer | Ibd to ibd |
| CUNA BROKERAGE SERVICES, INC. | CUSO FINANCIAL SERVICES, L.P. | Jan 24, 2013 | Jan 23, 2013 | -1 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | CUNA BROKERAGE SERVICES, INC. | May 9, 2003 | May 7, 2004 | 364 | Firm change | Other |