DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

TIMOTHY TODD OETKEN

Advisor at ROBERT W. BAIRD & CO. INCORPORATED

Louisville, KY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8cfb4420-b036-988e-1b01-d66e9ba107d5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 13, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROBERT W. BAIRD & CO. INCORPORATED
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 4, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: May 4, 2001
First registration: Dec 13, 2001
Dual registered: yes, broker-dealer
Other names: TODD OETKEN
IAPD individual key: 4365769

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	Oct 18, 2019	n/a	yes	Louisville, KY	Current employment
J.J.B. HILLIARD, W.L. LYONS, LLC	Former SEC adviser	Jan 24, 2007	Oct 18, 2019	no	LOUISVILLE, KY\|LOUISVILLE, KY	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Sep 26, 2006	Dec 1, 2006	no	LOUISVILLE, KY\|LOUISVILLE, KY	Previous registration
BB&T INVESTMENT SERVICES, INC.	Former SEC adviser	Jan 25, 2005	Apr 5, 2006	no	CHARLOTTE, NC	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Dec 13, 2001	Oct 14, 2004	no	LOUISVILLE, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.J.B. HILLIARD, W.L. LYONS, LLC	ROBERT W. BAIRD & CO. INCORPORATED	Oct 18, 2019	Oct 18, 2019	0	Bulk transfer	RIA to RIA
UVEST FINANCIAL SERVICES GROUP, INC.	J.J.B. HILLIARD, W.L. LYONS, LLC	Dec 1, 2006	Jan 24, 2007	54	Firm change	Other
BB&T INVESTMENT SERVICES, INC.	UVEST FINANCIAL SERVICES GROUP, INC.	Apr 5, 2006	Sep 26, 2006	174	Firm change	Other
UBS FINANCIAL SERVICES INC.	BB&T INVESTMENT SERVICES, INC.	Oct 14, 2004	Jan 25, 2005	103	Firm change	Wirehouse to new firm

Relationships

Registered with (5)

→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: current employment
Oct 18, 2019 to presentfactForm ADV
→ J.J.B. HILLIARD, W.L. LYONS, LLCRegistered adviserregistration: previous registration
Jan 24, 2007 to Oct 18, 2019factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Sep 26, 2006 to Dec 1, 2006factForm ADV
→ BB&T INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jan 25, 2005 to Apr 5, 2006factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Dec 13, 2001 to Oct 14, 2004factForm ADV

Dated events

No dated event names this entity yet.