DFX Intelligence

E•• F•••••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

E•• F•••••••• A•••••••

E•• F•••••••• A••••••• AG, CRD 155268

ZURICH

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Search this name across graphsid dfx:ria:8cfbf5c0-da93-7426-7571-045f5b39da8c

Data as of May 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 28, 2012 to May 18, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $499M••• Locked
Discretionary RAUM: $413M
Private client RAUM: $499Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $499Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D••• P•••••	n/a	Zurich	14	15	n/a	no

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H••• S•••••	CHIEF EXECUTIVE OFFICER	C	yes	09/2010	Mar 28, 2012	Mar 18, 2024
M••••• G••••	CHIEF FINANCIAL OFFICER / MANAGING DIRECTOR	C	yes	09/2010	Mar 28, 2012	Mar 18, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$499M	$400M	24.7%	$327M	15.1%	4	4	0	0

Relationships

Registered with (1)

← D••• P•••••Advisorregistration: current employment
Mar 28, 2012 to presentfactForm ADV

Controls (3)

← P•••••• D•••OwnerMANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER, ownership code C, individual
Mar 28, 2012 to Mar 18, 2024factForm ADV
← H••• S•••••OwnerCHIEF EXECUTIVE OFFICER, ownership code C, individual
Mar 28, 2012 to Mar 18, 2024factForm ADV
← M••••• G••••Owner

Dated events

Occurred
Mar 16, 2023
Control person left
Peter Brummer (Chief Compliance Officer) no longer on Schedule A of E•• F•••••••• A••••••• (listed 2022-10-27, absent 2023-03-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8cfbf5c0-da93-7426-7571-045f5b39da8c
First observed: Mar 28, 2012
Last observed: May 18, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.