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W••••• H••••• M•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

W••••• H••••• M•••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Phoenix, AZ

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Search this name across graphsid dfx:ria:8d03e5a9-7a2b-4a9a-3870-ce3e7343cfbd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 24, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 3, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Jun 6, 2022	n/a	yes	Phoenix, AZ	Current employment
B•••••• W••••• L••	Independent wealth	Nov 16, 2020	Mar 17, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••• W••••• L••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Mar 17, 2022	Jun 6, 2022	81	Firm change	RIA to ibd
J••• M••••• S••••••••• L••	B•••••• W••••• L••	Oct 9, 2020

Relationships

Registered with (5)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Jun 6, 2022 to presentfactForm ADV
→ B•••••• W••••• L••Registered adviserregistration: previous registration
Nov 16, 2020 to Mar 17, 2022factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Aug 27, 2019 to Oct 9, 2020factForm ADV
→ U••• I••••••••• S••••••• C••••••

Dated events

Occurred
Mar 17, 2022
Advisor changed firm
W••••• H••••• M••• left B•••••• W••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2022-06-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8d03e5a9-7a2b-4a9a-3870-ce3e7343cfbd
First observed: Jul 24, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.