DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A•• A••••••• L••
BLOOMINGTON, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•• A••••••• L•• | Independent wealth | May 30, 2013 | n/a | yes | BLOOMINGTON, IL | Current employment |
| F••• A••••••• | Former SEC adviser | Sep 1, 2011 | May 29, 2013 | no | BLOOMINGTON, IL|BLOOMINGTON, IL|BLOOMINGTON, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••• A••••••• | A•• A••••••• L•• | May 29, 2013 | May 30, 2013 | 1 | Firm change | Other |
| W••••••• F•••••••• S•••••••• I••• | F••• A••••••• | Sep 8, 2011 | Sep 1, 2011 |
| W••••••• F•••••••• S•••••••• I••• | Former SEC adviser | Sep 25, 2009 | Sep 8, 2011 | no | BLOOMINGTON, IL | Previous registration |
| E••••• J•••• | National bd RIA | Dec 13, 2007 | Sep 29, 2009 | no | MONTICELLO, IL|ST LOUIS, MO|BLOOMINGTON, IL | Previous registration |
| Firm change |
| Other |
| E••••• J•••• | W••••••• F•••••••• S•••••••• I••• | Sep 29, 2009 | Sep 25, 2009 | -4 | Firm change | Other |