This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

RIA ADVISORS

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 17, 2000earliest registration or exam on IAPD

Years in industry

26derivedfrom the industry start date

Years at current firm

16derivedfrom the current registration's begin date

Prior firms

2

Current registrations

2

Registered states

3

Exams

S66

First exam

Aug 17, 2000

First registration

Aug 18, 2000

Dual registered

no

Other names

CONNIE MACK|CONNIE MACK

IAPD individual key

4144361

• Occurred

  Aug 1, 2025
  Advisor changed firm

  Connie Nmn Mack left Ria Wealth Advisors, Llc for Simplevisor (registered 2024-10-03)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:8d094d09-94e6-1d6b-38f0-7f3b06b79c21

First observed

Aug 18, 2000

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.