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Advisor at OSAIC WEALTH, INC.
BIRMINGHAM, AL | Hoover, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jun 14, 2024 | n/a | yes | Hoover, AL|BIRMINGHAM, AL | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Feb 17, 2015 | Jun 14, 2024 | no | BIRMINGHAM, AL|BRADENTON, FL | Previous registration |
| RFG ADVISORY, LLC | Independent wealth | Aug 8, 2011 | Feb 17, 2015 | no | BIRMINGHAM, AL | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Jun 28, 2004 | Aug 8, 2011 | no | BIRMINGHAM, AL | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Dec 5, 2003 | Jul 1, 2004 | no | BIRMINGHAM, AL | Previous registration |
| VERAVEST INVESTMENT ADVISORS, INC. | n/a | Sep 16, 2003 | Dec 19, 2003 | no | BIRMINGHAM, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | OSAIC WEALTH, INC. | Jun 14, 2024 | Jun 14, 2024 | 0 | Bulk transfer | Ibd to ibd |
| RFG ADVISORY, LLC | SECURITIES AMERICA ADVISORS, INC. | Feb 17, 2015 | Feb 17, 2015 | 0 | Firm change | Other |
| SECURITIES AMERICA ADVISORS, INC. | RFG ADVISORY, LLC | Aug 8, 2011 | Aug 8, 2011 | 0 | Firm change | Other |
| OSAIC FA, INC. | SECURITIES AMERICA ADVISORS, INC. | Jul 1, 2004 | Jun 28, 2004 | -3 | Firm change | Other |
| VERAVEST INVESTMENT ADVISORS, INC. | OSAIC FA, INC. | Dec 19, 2003 | Dec 5, 2003 | -14 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 158401:110518:AL:2015-02-17 | Feb 17, 2015 | Feb 17, 2015 | BIRMINGHAM, AL | Firm change |