DFX Intelligence

D•••••• K• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)29 years in industry

D•••••• K• B••••••

Advisor at E••••• J••••

EDMOND, OK

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Search this name across graphsid dfx:ria:8d2214b0-2631-6114-0c3e-27dd52c778de

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 14, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Feb 1, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	May 1, 2017	n/a	yes	EDMOND, OK	Current employment
S•••••••• I••••••••• M•••••••••	Former SEC adviser	Feb 14, 2017	Apr 19, 2017	no	SAINT LOUIS, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• I••••••••• M•••••••••	E••••• J••••	Apr 19, 2017	May 1, 2017	12	Firm change	Other

Relationships

Registered with (2)

→ E••••• J••••Registered adviserregistration: current employment
May 1, 2017 to presentfactForm ADV
→ S•••••••• I••••••••• M•••••••••Registered adviserregistration: previous registration
Feb 14, 2017 to Apr 19, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8d2214b0-2631-6114-0c3e-27dd52c778de
First observed: Feb 14, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.