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Advisor at PRIME CAPITAL FINANCIAL
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRIME CAPITAL FINANCIAL | Mixed wealth | Jun 23, 2017 | n/a | yes | OVERLAND PARK, KS | Current employment |
| FIDUCIARY INVESTMENT TRUSTS, LLC | Former SEC adviser | Jul 16, 2018 | Mar 20, 2023 | no | OVERLAND PARK, KS | Previous registration |
| LAWING FINANCIAL INC | Former SEC adviser | Oct 17, 2005 | Oct 13, 2017 | no | OVERLAND PARK, KS|OVERLAND PARK, KS | Previous registration |
| WOODARD, CHARLES WOODBRIDGE | n/a | Nov 20, 2003 | Apr 10, 2007 | no | OVERLAND PARK, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDUCIARY INVESTMENT TRUSTS, LLC | n/a | Mar 20, 2023 | n/a | n/a | Departure no registered destination | Departure |
| LAWING FINANCIAL INC | PRIME CAPITAL FINANCIAL | Oct 13, 2017 | Jun 23, 2017 | -112 | Bulk transfer | Other |
| WOODARD, CHARLES WOODBRIDGE | LAWING FINANCIAL INC | Apr 10, 2007 | Oct 17, 2005 | -540 | Firm change after gap | Other |