DFX Intelligence

R••••• A•••• C•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

R••••• A•••• C•••

Advisor at A•••• S•••••

EDEN PRAIRIE, MN

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Search this name across graphsid dfx:ria:8d29bd26-7f1f-d052-f421-a0076eee715c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 23, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• S•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 5, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• S•••••	Independent wealth	Jan 2, 2026	n/a	yes	EDEN PRAIRIE, MN	Current employment
U••• B•••••• I••••••••• I•••	Former SEC adviser	Mar 31, 2017	Nov 29, 2019	no	Saint Paul, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• B•••••• I••••••••• I•••	A•••• S•••••	Nov 29, 2019	Jan 2, 2026	2,226	Firm change after gap	Ibd to RIA
W••••••••• A•••••••	U••• B•••••• I••••••••• I•••	Nov 29, 2016	Mar 31, 2017

Relationships

Registered with (4)

→ A•••• S•••••Registered adviserregistration: current employment
Jan 2, 2026 to presentfactForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviserregistration: previous registration
Mar 31, 2017 to Nov 29, 2019factForm ADV
→ W••••••••• A•••••••Registered adviserregistration: previous registration
Jul 17, 2013 to Nov 29, 2016factForm ADV
→ B•••• T•••• I••••••••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8d29bd26-7f1f-d052-f421-a0076eee715c
First observed: Jan 23, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.