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Advisor at CAREY S. ROEBUCK FINANCIAL SERVICES, LLC
BREWSTER, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAREY S. ROEBUCK FINANCIAL SERVICES, LLC | State registered | Aug 25, 2015 | n/a | yes | BREWSTER, MA | Current employment |
| ISC ADVISORS, INC. | Mixed wealth | Apr 10, 2013 | Jul 2, 2015 | no | DALLAS, TX|AUSTIN, TX | Previous registration |
| INSTITUTIONAL SECURITIES CORPORATION | Former SEC adviser | Jan 9, 2008 | Dec 31, 2013 | no | DALLAS, TX|DALLAS, TX|AUSTIN, TX|AUSTIN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ISC ADVISORS, INC. | CAREY S. ROEBUCK FINANCIAL SERVICES, LLC | Jul 2, 2015 | Aug 25, 2015 | 54 | Firm change | Other |
| INSTITUTIONAL SECURITIES CORPORATION | ISC ADVISORS, INC. | Dec 31, 2013 | Apr 10, 2013 | -265 | Firm change after gap | Other |