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Reading the graph
Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED
GLENWOOD SPRINGS, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Mar 14, 2003 | n/a | yes | GLENWOOD SPRINGS, CO | Current employment |
| MORGAN STANLEY DW INC. | n/a | Apr 3, 2001 | Mar 18, 2003 | no | CENTENNIAL, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY DW INC. | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Mar 18, 2003 | Mar 14, 2003 | -4 | Firm change | Other |