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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

UTAH PEAKS CAPITAL

UTAH PEAKS CAPITAL, INC., CRD 318446

PARK CITY, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8d3feb04-7c3b-4986-6c11-ccd2d3ce912f

Data as of May 4, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 5
On other graphs: 0
Observed: Feb 3, 2022 to May 4, 2023
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $300MItem 5.F on the latest filing (2023-05-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $300M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees: 10
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
Individual clients: 0
High net worth clients: 0
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $1.8Bgross asset value as reported per fund; never fund size
SEC number: 801-123387
CRD: 318446
Filings on the tape: 5
First filed: Feb 3, 2022
Latest filed: May 4, 2023
Organised: Corporation, Utah

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
BRAHMAN PURE ALPHA PTE LTD	Hedge Fund	$1.8B	May 4, 2023	30	Feb 3, 2022	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HOFFMAN, ANDREW, DAVID	PRESIDENT / SECRETARY / DIRECTOR	Na	yes	11/2021	Feb 3, 2022	May 4, 2023
KEEFER, NATHAN, ALLEN	CHIEF COMPLIANCE OFFICER	Na	yes	05/2023	May 4, 2023	May 4, 2023
WORSLEY, EMMA, JANE	MEMBER / VICE PRESIDENT / TREASURER	E	yes	11/2021	Feb 3, 2022	May 4, 2023

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 8, 2023	$300M	$300M	10	10	0	1	$1.8B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$300M	n/a	n/a	n/a	n/a	10	n/a	0	n/a

Relationships

Advises (1)

→ BRAHMAN PURE ALPHA PTE LTDPrivate fundHedge Fund, IA
Feb 3, 2022 to presentfactForm ADV

Controls (3)

← KEEFER, NATHAN, ALLENOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 4, 2023 to presentfactForm ADV
← WORSLEY, EMMA, JANEOwnerMEMBER / VICE PRESIDENT / TREASURER, ownership code E, individual
Feb 3, 2022 to presentfactForm ADV
← HOFFMAN, ANDREW, DAVIDOwnerPRESIDENT / SECRETARY / DIRECTOR, ownership code NA, individual
Feb 3, 2022 to presentfactForm ADV

Dated events

Occurred
May 4, 2023
Control person joined
Allen Nathan Keefer (Chief Compliance Officer) appeared on Schedule A of Utah Peaks Capital
Form ADVobserved 5 days ago
Occurred
May 4, 2023
Control person left
Nmn Daniel Zgodny (Chief Compliance Officer) no longer on Schedule A of Utah Peaks Capital (listed 2023-03-08, absent 2023-05-04)
Form ADVobserved 5 days ago
Occurred
Aug 31, 2022
Control person left
James Simon Lennon (Chief Compliance Officer) no longer on Schedule A of Utah Peaks Capital (listed 2022-07-05, absent 2022-08-31)
Form ADVobserved 5 days ago
Occurred
Aug 31, 2022
Control person joined
Nmn Daniel Zgodny (Chief Compliance Officer) appeared on Schedule A of Utah Peaks Capital
Form ADVobserved 5 days ago
Occurred
Feb 3, 2022
First Form ADV filing
Utah Peaks Capital filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8d3feb04-7c3b-4986-6c11-ccd2d3ce912f
First observed: Feb 3, 2022
Last observed: May 4, 2023 41 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

UTAH PEAKS CAPITAL

UTAH PEAKS CAPITAL, INC., CRD 318446

PARK CITY, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8d3feb04-7c3b-4986-6c11-ccd2d3ce912f

Data as of May 4, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:43 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

BRAHMAN PURE ALPHA PTE LTD

Hedge Fund

$1.8B

May 4, 2023

Feb 3, 2022

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HOFFMAN, ANDREW, DAVID

PRESIDENT / SECRETARY / DIRECTOR

yes

11/2021

Feb 3, 2022

May 4, 2023

KEEFER, NATHAN, ALLEN

CHIEF COMPLIANCE OFFICER

yes

05/2023

May 4, 2023

WORSLEY, EMMA, JANE

MEMBER / VICE PRESIDENT / TREASURER

yes

11/2021

Feb 3, 2022

May 4, 2023

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 8, 2023

$300M

$1.8B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$300M

n/a