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Advisor at WELLS FARGO ADVISORS
PITTSFORD, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | May 23, 2014 | n/a | yes | PITTSFORD, NY | Current employment |
| AMERICAN PORTFOLIOS ADVISORS, INC | Former SEC adviser | Dec 13, 2010 | May 27, 2014 | no | HOLBROOK, NY | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jul 27, 2010 | Dec 17, 2010 | no | ROCHESTER, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERICAN PORTFOLIOS ADVISORS, INC | WELLS FARGO ADVISORS | May 27, 2014 | May 23, 2014 | -4 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | AMERICAN PORTFOLIOS ADVISORS, INC | Dec 17, 2010 | Dec 13, 2010 | -4 | Firm change | Other |