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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

CORNERSTONE CAPITAL CORP.

CRD 159766

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8d575d81-e69b-7912-fe08-f5e005437d25

Data as of Mar 29, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 5
On other graphs: 0
Observed: Nov 21, 2011 to Mar 29, 2024
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $82.7MItem 5.F on the latest filing (2024-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $82.7M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
Custody, client assets: $82.7M
SEC number: 801-72918
CRD: 159766
Filings on the tape: 27
First filed: Nov 21, 2011
Latest filed: Mar 29, 2024
Organised: Corporation

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ROHR, GEORGE, NMN	Trustee	F	yes	05/1997	Nov 21, 2011	Mar 29, 2024
ROHR, GEORGE, NMN	SHAREHOLDER AND DIRECTOR/PRESIDENT	Na	yes	01/1998	Nov 21, 2011	Mar 29, 2024
SHEN, HUNG, SHU REBECCA	VICE PRESIDENT	Na	yes	01/2005	Nov 21, 2011	Mar 29, 2024
TABACINIC, LILLIAN, NMN	Settlor	F	yes	06/2000	Nov 21, 2011	Mar 29, 2024
TABACINIC, MORIS, NMN	Director	Na	yes	11/2011	Nov 21, 2011	Mar 29, 2024
TABACINIC, MORIS, NMN	Settlor	F	yes	06/2000	Nov 21, 2011	Mar 29, 2024
THE MOTL FAMILY TRUST	Shareholder	C	yes	01/2017	Mar 30, 2021	Mar 29, 2024
THE SULAM TRUST	Shareholder	D	yes	01/1998	Nov 21, 2011	Mar 29, 2024
KATZ, GREGORY, NMN	VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER	Na	no	07/2007	Nov 21, 2011	Mar 29, 2024
PARISI, EDWARD, CHARLES	VICE PRESIDENT	Na	no	05/2008	Nov 21, 2011	Mar 29, 2024
THE LRT FAMILY TRUST	Shareholder	Na	no	01/2017	Mar 30, 2021	Mar 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
NCH CAPITAL INC.	n/a	Asset manager	$2.0B	N	yes	n/a
ROSEMOUNT CAPITAL LLC	n/a	Former SEC adviser	$82.7M	N	yes	n/a
COLLINS CAPITAL LIMITED	n/a	n/a	n/a	N	yes	n/a
LIBRA INTERNET BANK SA	n/a	n/a	n/a	N	no	n/a
NCH ADVISORS INC.	n/a	n/a	n/a	Y	yes	n/a
NCH AGRIBUSINESS ASSOCIATES II LP	n/a	n/a	n/a	N	yes	n/a
NCH AGRIBUSINESS ASSOCIATES LLC	n/a	n/a	n/a	N	yes	n/a
NCH AGRIBUSINESS MANAGEMENT II LIMITED	n/a	n/a	n/a	N	yes	n/a
NCH AGRIBUSINESS MANAGEMENT LLC	n/a	n/a	n/a	N	yes	n/a
NCH BALKAN ASSOCIATES LLC	n/a	n/a	n/a	N	yes	n/a
NCH EAGLE ASSOCIATES LLC	n/a	n/a	n/a	N	yes	n/a
NCH PROPERTY ASSOCIATES II LLC	n/a	n/a	n/a	N	yes	n/a
NCH PROPERTY ASSOCIATES LLC	n/a	n/a	n/a	N	yes	n/a
NCH PROPERTY MANAGEMENT II LLC	n/a	n/a	n/a	N	yes	n/a
NCH PROPERTY MANAGEMENT LLC	n/a	n/a	n/a	N	yes	n/a
PUBLIC JOINT STOCK COMPANY "AGROPROSPERIS BANK" (PJSC AP BANK)	n/a	n/a	n/a	N	no	n/a
RADAR INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 29, 2024	$82.7M	$82.7M	1	1	0	n/a	n/a
2022	Mar 31, 2023	$197M	$197M	1	1	0	n/a	n/a
2021	Mar 31, 2022	$325M	$325M	1	1	0	n/a	n/a
2020	Mar 30, 2021	$305M	$305M	1	1	0	n/a	n/a
2019	Mar 30, 2020	$349M	$349M	1	1	0	n/a	n/a
2018	Mar 29, 2019	$299M	$299M	1	1	0	n/a	n/a
2017	Mar 30, 2018	$369M	$369M	1	1	0	n/a	n/a
2016	Mar 31, 2017	$330M	$330M	1	1	n/a	n/a	n/a
2015	Mar 30, 2016	$284M	$284M	1	1	n/a	n/a	n/a
2014	Mar 31, 2015	$323M	$323M	1	1	n/a	n/a	n/a
2013	Mar 31, 2014	$532M	$532M	1	1	n/a	n/a	n/a
2012	Apr 1, 2013	$698M	$698M	1	1	n/a	n/a	n/a
2011	Mar 28, 2012	$678M	$678M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$82.7M	$197M	-58.1%	$305M	-35.3%	1	1	0	0

Relationships

Affiliated with (3)

→ NCH CAPITAL INC.Registered adviserother investment adviser, common control
factForm ADV
→ ROSEMOUNT CAPITAL LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← ROSEMOUNT CAPITAL LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV

Controls (6)

← SHEN, HUNG, SHU REBECCAOwnerVICE PRESIDENT, ownership code NA, individual
Nov 21, 2011 to presentfactForm ADV
← ROHR, GEORGE, NMNOwnerTRUSTEE, ownership code F, individual
Nov 21, 2011 to presentfactForm ADV
← TABACINIC, MORIS, NMNOwnerSETTLOR, ownership code F, individual
Nov 21, 2011 to presentfactForm ADV
← TABACINIC, LILLIAN, NMNOwnerSETTLOR, ownership code F, individual
Nov 21, 2011 to presentfactForm ADV
← THE MOTL FAMILY TRUSTOwnerSHAREHOLDER, ownership code C, foreign entity
Mar 30, 2021 to presentfactForm ADV
← THE SULAM TRUSTOwnerSHAREHOLDER, ownership code D, domestic entity
Nov 21, 2011 to presentfactForm ADV

Owns (3)

← PARISI, EDWARD, CHARLESOwnerVICE PRESIDENT, ownership code NA, individual
Nov 21, 2011 to presentfactForm ADV
← KATZ, GREGORY, NMNOwnerVICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 21, 2011 to presentfactForm ADV
← THE LRT FAMILY TRUSTOwnerSHAREHOLDER, ownership code NA, foreign entity
Mar 30, 2021 to presentfactForm ADV

Dated events

Occurred
May 17, 2023
Regulatory AUM changed
Cornerstone Capital Corp. reported RAUM $79.0M, down 60% from $197.3M (2023-03-31 to 2023-05-17)
Form ADVobserved 4 days ago
$-118M
Occurred
Mar 31, 2023
Regulatory AUM changed
Cornerstone Capital Corp. reported RAUM $197.3M, down 39% from $325.0M (2022-06-21 to 2023-03-31)
Form ADVobserved 4 days ago
$-128M
Occurred
Apr 13, 2021
Control person joined
(Nmn) Lillian Tabacinic (Settlor) appeared on Schedule A of Cornerstone Capital Corp.
Form ADVobserved 4 days ago
Occurred
Mar 30, 2021
Control person joined
Shu Rebecca Hung Shen (Vice President) appeared on Schedule A of Cornerstone Capital Corp.
Form ADVobserved 4 days ago
Occurred
Mar 30, 2021
Control person joined
Moris Tabacinic (Director) appeared on Schedule A of Cornerstone Capital Corp.
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8d575d81-e69b-7912-fe08-f5e005437d25
First observed: Nov 21, 2011
Last observed: Mar 29, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CORNERSTONE CAPITAL CORP.

CRD 159766

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8d575d81-e69b-7912-fe08-f5e005437d25

Data as of Mar 29, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:16 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ROHR, GEORGE, NMN

Trustee

yes

05/1997

Nov 21, 2011

Mar 29, 2024

ROHR, GEORGE, NMN

SHAREHOLDER AND DIRECTOR/PRESIDENT

yes

01/1998

Nov 21, 2011

Mar 29, 2024

SHEN, HUNG, SHU REBECCA

VICE PRESIDENT

yes

01/2005

Nov 21, 2011

Mar 29, 2024

TABACINIC, LILLIAN, NMN

Settlor

yes

06/2000

Nov 21, 2011

Mar 29, 2024

TABACINIC, MORIS, NMN

Director

yes

11/2011

Nov 21, 2011

Mar 29, 2024

TABACINIC, MORIS, NMN

Settlor

yes

06/2000

Nov 21, 2011

Mar 29, 2024

THE MOTL FAMILY TRUST

Shareholder

yes

01/2017

Mar 30, 2021

Mar 29, 2024

THE SULAM TRUST

Shareholder

yes

01/1998

Nov 21, 2011

Mar 29, 2024

KATZ, GREGORY, NMN

VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER

07/2007

Nov 21, 2011

Mar 29, 2024

PARISI, EDWARD, CHARLES

VICE PRESIDENT

05/2008

Nov 21, 2011

Mar 29, 2024

THE LRT FAMILY TRUST

Shareholder

01/2017

Mar 30, 2021

Mar 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

NCH CAPITAL INC.

n/a

Asset manager

$2.0B

yes

n/a

ROSEMOUNT CAPITAL LLC

n/a

Former SEC adviser

$82.7M

yes

n/a

COLLINS CAPITAL LIMITED

n/a

yes

n/a

LIBRA INTERNET BANK SA

n/a

NCH ADVISORS INC.

n/a

yes

n/a

NCH AGRIBUSINESS ASSOCIATES II LP

n/a

yes

n/a

NCH AGRIBUSINESS ASSOCIATES LLC

n/a

yes

n/a

NCH AGRIBUSINESS MANAGEMENT II LIMITED

n/a

yes

n/a

NCH AGRIBUSINESS MANAGEMENT LLC

n/a

yes

n/a

NCH BALKAN ASSOCIATES LLC

n/a

yes

n/a

NCH EAGLE ASSOCIATES LLC

n/a

yes

n/a

NCH PROPERTY ASSOCIATES II LLC

n/a

yes

n/a

NCH PROPERTY ASSOCIATES LLC

n/a

yes

n/a

NCH PROPERTY MANAGEMENT II LLC

n/a

yes

n/a

NCH PROPERTY MANAGEMENT LLC

n/a

yes

n/a

PUBLIC JOINT STOCK COMPANY "AGROPROSPERIS BANK" (PJSC AP BANK)

n/a

RADAR INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 29, 2024

$82.7M

n/a

2022

Mar 31, 2023

$197M

n/a

2021

Mar 31, 2022

$325M

n/a

2020

Mar 30, 2021

$305M

n/a

2019

Mar 30, 2020

$349M

n/a

2018

Mar 29, 2019

$299M

n/a

2017

Mar 30, 2018

$369M

n/a

2016

Mar 31, 2017

$330M

n/a

2015

Mar 30, 2016

$284M

n/a

2014

Mar 31, 2015

$323M

n/a

2013

Mar 31, 2014

$532M

n/a

2012

Apr 1, 2013

$698M

n/a

2011

Mar 28, 2012

$678M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$82.7M

$197M

-58.1%

$305M

-35.3%