DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
FREDERICK, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | May 1, 2025 | n/a | yes | FREDERICK, MD | Current employment |
| G•••• P•••• A•••••••• L•• | Former SEC adviser | Apr 1, 2021 | May 1, 2025 | no | ROCKVILLE, MD|Frederick, MD|ROCKVILLE, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| G•••• P•••• A•••••••• L•• | L•• F•••••••• L•• | May 1, 2025 | May 1, 2025 | 0 | Bulk transfer | Ibd to ibd |
| H• B•••• I••• | G•••• P•••• A•••••••• L•• | Apr 1, 2021 | Apr 1, 2021 |
| H• B•••• I••• | Former SEC adviser | Nov 6, 2009 | Apr 1, 2021 | no | FREDERICK, MD|ROCKVILLE, MD | Previous registration |
| O•••• F•• I••• | Former SEC adviser | Jan 6, 2004 | Nov 10, 2009 | no | FREDERICK, MD|FREDERICK, MD|VIENNA, VA | Previous registration |
| Bulk transfer |
| Ibd to ibd |
| O•••• F•• I••• | H• B•••• I••• | Nov 10, 2009 | Nov 6, 2009 | -4 | Firm change | Other |