DFX Intelligence

F•••••••• S••••••••• W••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

F•••••••• S••••••••• W••••• M••••••••• L••

CRD 170530

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8d6b5e30-de9b-12e0-8cec-d4e27f5f91d1

Data as of Jul 2, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 2, 2026 to Jul 2, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $23.7M••• Locked
Discretionary RAUM: $23.7M
Private client RAUM: $22.7Mderived••• Locked
Private client share: 96%derivedprivate client RAUM over total RAUM
Employees: 2
Advisory employees: 2

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••• R••••• P••••••	n/a	FAIRHOPE, AL	12	26	1	no
C•••••• R•• H•••••	n/a	LUCEDALE, MS \| FAIRHOPE, AL	12	26

Relationships

Registered with (2)

← C•••••• R•• H•••••Advisorregistration: current employment
Jun 25, 2014 to presentfactForm ADV
← J•••• R••••• P••••••Advisorregistration: current employment
Apr 14, 2014 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8d6b5e30-de9b-12e0-8cec-d4e27f5f91d1
First observed: Jul 2, 2026
Last observed: Jul 2, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.