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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

PABLO RENE ZALDUENDO

Advisor at OSAIC WEALTH, INC.

OAKBROOK TERRACE, IL

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Search this name across graphsid dfx:ria:8d6bea5b-721d-c278-2fdd-990b80f09304

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 4, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 25, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 6
Exams: S63|S65
First exam: Jun 25, 1987
First registration: Feb 4, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 1196913

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	n/a	yes	OAKBROOK TERRACE, IL	Current employment
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Oct 27, 2006	Jan 19, 2024	no	OAKBROOK TERRACE, IL	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jun 1, 2005	Oct 31, 2006	no	OAK BROOK, IL\|OAK BROOK, IL	Previous registration
MONY SECURITIES CORPORATION	n/a	Feb 4, 2002	Jun 1, 2005	no	OAKBROOK, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
EQUITABLE ADVISORS, LLC	WOODBURY FINANCIAL SERVICES, INC.	Oct 31, 2006	Oct 27, 2006	-4	Firm change	Other
MONY SECURITIES CORPORATION	EQUITABLE ADVISORS, LLC	Jun 1, 2005	Jun 1, 2005	0	Bulk transfer	Other

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 19, 2024 to presentfactForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Oct 27, 2006 to Jan 19, 2024factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 1, 2005 to Oct 31, 2006factForm ADV
→ MONY SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Feb 4, 2002 to Jun 1, 2005factForm ADV

Dated events

No dated event names this entity yet.