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Advisor at ASCENDING ASSETS
SPRING, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ASCENDING ASSETS | State registered | Aug 2, 2022 | n/a | yes | SPRING, TX | Current employment |
| EQUITABLE ADVISORS, LLC | National bd RIA | Sep 6, 2013 | Oct 17, 2014 | no | SPRING, TX|HOUSTON, TX|THE WOODLANDS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | ASCENDING ASSETS | Oct 17, 2014 | Aug 2, 2022 | 2,846 | Firm change after gap | Ibd to state RIA |