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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

LARRY WENDEL MATHIS

Advisor at OSAIC WEALTH, INC.

LAKE OSWEGO, OR

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Search this name across graphsid dfx:ria:8d7be117-4750-feff-6a48-e74056f1e7de

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 22, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 18, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Aug 18, 2003
First registration: May 22, 2014
Dual registered: yes, broker-dealer
IAPD individual key: 4679587

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Sep 1, 2023	n/a	yes	LAKE OSWEGO, OR	Current employment
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Sep 2, 2020	Sep 1, 2023	no	LAKE OSWEGO, OR	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 14, 2018	Sep 11, 2020	no	LAKE OSWEGO, OR\|VANCOUVER, WA	Previous registration
SII INVESTMENTS, INC.	Former SEC adviser	May 22, 2014	Feb 14, 2018	no	LAKE OSWEGO, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SAGEPOINT FINANCIAL, INC.	OSAIC WEALTH, INC.	Sep 1, 2023	Sep 1, 2023	0	Bulk transfer	Ibd to ibd
LPL FINANCIAL LLC	SAGEPOINT FINANCIAL, INC.	Sep 11, 2020	Sep 2, 2020	-9	Firm change	Ibd to ibd
SII INVESTMENTS, INC.	LPL FINANCIAL LLC	Feb 14, 2018	Feb 14, 2018	0	Bulk transfer	Ibd to RIA

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Sep 1, 2023 to presentfactForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Sep 2, 2020 to Sep 1, 2023factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 14, 2018 to Sep 11, 2020factForm ADV
→ SII INVESTMENTS, INC.Registered adviserregistration: previous registration
May 22, 2014 to Feb 14, 2018factForm ADV

Dated events

No dated event names this entity yet.