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S••••• R•••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

S••••• R•••• D••••

Advisor at L•• F•••••••• L••

SAN DIEGO, CA | CEDAR BLUFF, VA | Cedar Bluff, VA

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Search this name across graphsid dfx:ria:8d7c5d9c-f01d-7cb4-3462-1cf4726ec69e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 2, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 7, 2024	n/a	yes	SAN DIEGO, CA\|Cedar Bluff, VA\|CEDAR BLUFF, VA	Current employment
S••••••••• A•••••• A•••••••• I•••	Former SEC adviser	Nov 7, 2019	May 7, 2024	no	CEDAR BLUFF, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	L•• F•••••••• L••	May 7, 2024	May 7, 2024	0	Firm change	Ibd to ibd
V•••• F•••••••• A•••••••• I•••	S••••••••• A•••••• A•••••••• I•••	Nov 27, 2019	Nov 7, 2019

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 7, 2024 to presentfactForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 7, 2019 to May 7, 2024factForm ADV
→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 2, 2003 to Nov 27, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8d7c5d9c-f01d-7cb4-3462-1cf4726ec69e
First observed: Jun 2, 2003
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.