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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Matthews, NC | Charlotte, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Jan 3, 2023 | n/a | yes | Matthews, NC|Charlotte, NC | Current employment |
| OSAIC FS, INC. | Former SEC adviser | Jun 15, 2009 | Jan 4, 2023 | no | CHARLOTTE, NC|CHARLOTTE, NC | Previous registration |
| EDWARD JONES | National bd RIA | Sep 18, 2008 | Mar 2, 2009 | no | ST LOUIS, MO|CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC FS, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Jan 4, 2023 | Jan 3, 2023 | -1 | Firm change | Ibd to ibd |
| EDWARD JONES | OSAIC FS, INC. | Mar 2, 2009 | Jun 15, 2009 | 105 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 3870:134139:NC:2023-01-04 | Jan 4, 2023 | Jan 3, 2023 | CHARLOTTE, NC | Firm change |