DFX Intelligence

P••• E••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant43 years in industry

P••• E••••• K••••••

Advisor at A••••••••• A•••••• L••

EAST FALLOWFIELD, PA

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Search this name across graphsid dfx:ria:8d7ccbe3-111b-b024-90c6-f3523ad185d0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 6, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• A•••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 7, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• A•••••• L••	State registered	Apr 30, 2024	n/a	yes	EAST FALLOWFIELD, PA	Current employment
O••••• I••••••••• A••••••• L••	Independent wealth	Dec 22, 2021	Jan 18, 2022	no	EAST FALLOWFIELD, PA\|SARASOTA, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• W••••• A•••••••• L••	O••••• I••••••••• A••••••• L••	Apr 30, 2024	Dec 22, 2021	-860	Firm change after gap	Other
O••••• I••••••••• A••••••• L••	A••••••••• A•••••• L••	Jan 18, 2022	Apr 30, 2024

Relationships

Registered with (4)

→ A••••••••• A•••••• L••Registered adviserregistration: current employment
Apr 30, 2024 to presentfactForm ADV
→ B••••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 20, 2019 to Apr 30, 2024factForm ADV
→ O••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Dec 22, 2021 to Jan 18, 2022factForm ADV
→ M••••• G••••• A••••••• I•••

Dated events

Occurred
Apr 30, 2024
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 18, 2022
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8d7ccbe3-111b-b024-90c6-f3523ad185d0
First observed: Mar 6, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.