DFX Intelligence
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Reading the graph
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Advisor at T•• P••••••• G••••
NORTHFIELD, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T•• P••••••• G•••• | Independent wealth | Oct 11, 2018 | n/a | yes | NORTHFIELD, IL | Current employment |
| C•••••••• I••••••••• R••••••• A•••••••• I••• | Bd affiliated wealth | Apr 16, 2009 | Feb 7, 2019 | no | DES PLAINES, IL|CHICAGO, IL|NORTHFIELD, IL|Northfield, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••••• I••••••••• R••••••• A•••••••• I••• | T•• P••••••• G•••• | Feb 7, 2019 | Oct 11, 2018 | -119 | Firm change after gap | Ibd to new firm |
| T•••• S••••• S••••••••• I••• | C•••••••• I••••••••• R••••••• A•••••••• I••• | Apr 21, 2009 | Apr 16, 2009 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 134139:298496:IL:2019-01-24 | Feb 7, 2019 | Oct 11, 2018 | NORTHFIELD, IL | Firm change after gap |
| T•••• S••••• S••••••••• I••• | Former SEC adviser | Nov 3, 2006 | Apr 21, 2009 | no | DES PLAINES, IL|NAPERVILLE, IL|DES PLAINES, IL | Previous registration |
| S••••••• F•••••••• S•••••••• I••• | Former SEC adviser | Jul 30, 2004 | Oct 13, 2006 | no | Deerfield, IL|BANNOCKBURN, IL | Previous registration |
| -5 |
| Firm change |
| Other |
| S••••••• F•••••••• S•••••••• I••• | T•••• S••••• S••••••••• I••• | Oct 13, 2006 | Nov 3, 2006 | 21 | Firm change | Other |