DFX Intelligence

D••••• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

D••••• S•••••••••

Advisor at E••••••• C•••••• A•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:8d85cb0a-8677-bea9-5725-9ea3cad07088

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Oct 18, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••••• C•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 16, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••••• C•••••• A•••••••• L••	Independent wealth	Jan 13, 2026	n/a	yes	AURORA, OH	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Jun 23, 2022	n/a	yes	Aurora, OH\|Stow, OH	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	C••••••••• F•••••••• N••••••	Jun 23, 2022	Jun 23, 2022	0	Firm change	RIA to ibd
C••••••• • C••• I•••	L•• F•••••••• L••	Mar 19, 2020	Mar 5, 2020

Relationships

Registered with (6)

→ E••••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 24, 2025 to Dec 31, 2025factForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Jun 23, 2022 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 5, 2020 to Jun 23, 2022factForm ADV
→ C••••••• • C••• I•••

Dated events

Occurred
Jun 23, 2022
Advisor changed firm
D••••• S••••••••• left L•• F•••••••• L•• for C••••••••• F•••••••• N•••••• (registered 2022-06-23)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8d85cb0a-8677-bea9-5725-9ea3cad07088
First observed: Oct 18, 1999
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.