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P•••••• A••••• F••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst37 years in industry

P•••••• A••••• F••

Advisor at K•••••• A•••• M••••••••• L••

GREEN BAY, WI

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Search this name across graphsid dfx:ria:8d862d98-f246-da97-2b0f-a3046250b5f9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 5, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••••• A•••• M••••••••• L••
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 9, 1988earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
K•••••• A•••• M••••••••• L••	Other adviser	Jan 15, 2010	n/a	yes	GREEN BAY, WI	Current employment
A••••••••• I••••••••• M••••••••• L••	Former SEC adviser	Jun 5, 2001	Jan 2, 2013	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• I••••••••• M••••••••• L••	K•••••• A•••• M••••••••• L••	Jan 2, 2013	Jan 15, 2010	-1,083	Channel change	Other

Relationships

Registered with (2)

→ K•••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Jan 15, 2010 to presentfactForm ADV
→ A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 5, 2001 to Jan 2, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8d862d98-f246-da97-2b0f-a3046250b5f9
First observed: Jun 5, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.