C••••• S•••••

Advisor at R•• C•••••• M••••••• L••

Wyckoff, NJ | NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8d880064-12d7-8ac8-1407-0712e0a217ed

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 30, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• C•••••• M••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• C•••••• M••••••• L••	National bd RIA	Jan 16, 2025	n/a	yes	NEW YORK, NY\|Wyckoff, NJ	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Sep 6, 2023	Jan 17, 2025	no	New York, NY\|NEW YORK, NY\|New York, NY\|New York, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• P•••••• W••••• A••••••• L••	J••• M••••• S••••••••• L••	Feb 10, 2025	Sep 6, 2023	-523	Channel change	Ibd to wirehouse
J••• M••••• S••••••••• L••	R•• C•••••• M••••••• L••	Jan 17, 2025	Jan 16, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
108559:79:NY:2025-02-10	Feb 10, 2025	Sep 6, 2023	NEW YORK, NY	Firm change after gap
79:31194:NY:2025-01-17	Jan 17, 2025	Jan 16, 2025	NEW YORK, NY	Firm change

Relationships

Registered with (3)

→ R•• C•••••• M••••••• L••Registered adviserregistration: current employment
Jan 16, 2025 to presentfactForm ADV
→ J••• M••••• P•••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Sep 30, 2022 to Feb 10, 2025factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Sep 6, 2023 to Jan 17, 2025factForm ADV

Dated events

Occurred
Jan 17, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8d880064-12d7-8ac8-1407-0712e0a217ed
First observed: Sep 30, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.