DFX Intelligence

M••••••• R••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner40 years in industry

M••••••• R••• D••••

Advisor at C••••• F•••••••• A•••••••• I•••

EDINA, MN

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Search this name across graphsid dfx:ria:8d91abe0-6cba-8462-222e-f2758b7ec91f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 13, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• F•••••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 7, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• F•••••••• A•••••••• I•••	Independent wealth	Feb 15, 2018	n/a	yes	EDINA, MN	Current employment
F•••• A•••••••	Independent wealth	Dec 20, 2013	Feb 20, 2018	no	PLYMOUTH, MN\|Inver Grove Heights, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• A•••••••	C••••• F•••••••• A•••••••• I•••	Feb 20, 2018	Feb 15, 2018	-5	Firm change	Other
S•••••• N••••••• • C••••••• I•••••••••	F•••• A•••••••	Sep 14, 2007	Dec 20, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
165244:109890:MN:2018-02-20	Feb 20, 2018	Feb 15, 2018	INVER GROVE HEIGHTS, MN	Firm change

Relationships

Registered with (3)

→ C••••• F•••••••• A•••••••• I•••Registered adviserregistration: current employment
Feb 15, 2018 to presentfactForm ADV
→ F•••• A•••••••Registered adviserregistration: previous registration
Dec 20, 2013 to Feb 20, 2018factForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Mar 13, 2006 to Sep 14, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8d91abe0-6cba-8462-222e-f2758b7ec91f
First observed: Mar 13, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.