DFX Intelligence

K•••••• M•••••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

K•••••• M•••••• M•••••••••

Advisor at M••••• • S••••••••• W••••• M••••••••• L••

LINCOLNSHIRE, IL | Lake Forest, IL

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Search this name across graphsid dfx:ria:8d9a7461-feb9-a1dd-6014-bbfaa6a1cec5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 3, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• • S••••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• • S••••••••• W••••• M••••••••• L••	Independent wealth	Apr 25, 2022	n/a	yes	LINCOLNSHIRE, IL\|Lake Forest, IL	Current employment
C••• C••••••• L••	Independent wealth	Dec 3, 2018	Apr 21, 2022	no	Lake Forest, IL\|CHICAGO, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• C••••••• L••	M••••• • S••••••••• W••••• M••••••••• L••	Apr 21, 2022	Apr 25, 2022	4	Firm change	RIA to RIA

Relationships

Registered with (2)

→ M••••• • S••••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Apr 25, 2022 to presentfactForm ADV
→ C••• C••••••• L••Registered adviserregistration: previous registration
Dec 3, 2018 to Apr 21, 2022factForm ADV

Dated events

Occurred
Apr 21, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8d9a7461-feb9-a1dd-6014-bbfaa6a1cec5
First observed: Dec 3, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.