DFX Intelligence
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Reading the graph
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Advisor at C••••••
Indianapolis, IN | Fishers, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••• | Independent wealth | Oct 31, 2023 | n/a | yes | Fishers, IN|Indianapolis, IN | Current employment |
| W•••••• W••••• M••••••••• I••• | Former SEC adviser | Apr 19, 2023 | Nov 13, 2023 | no | MIAMI, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••••• W••••• M••••••••• I••• | C•••••• | Nov 13, 2023 | Oct 31, 2023 | -13 | Firm change | RIA to RIA |
| S••••• W••••• A•••••••• I••• | W•••••• W••••• M••••••••• I••• | Apr 14, 2023 | Apr 19, 2023 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105279:319448:FL:2023-11-13 | Nov 13, 2023 | Oct 31, 2023 | MIAMI, FL | Firm change |
| S••••• W••••• A•••••••• I••• | No RAUM reported | Oct 2, 2014 | Apr 14, 2023 | no | INDIANAPOLIS, IN | Previous registration |
| S••••• W••••• A•••••••• I••• | No RAUM reported | Jan 3, 2012 | Jan 22, 2014 | no | INDIANAPOLIS, IN | Previous registration |
| C•••••• S••••• • C••• I••• | National bd RIA | May 2, 2011 | Aug 1, 2016 | no | Orlando, FL|Indianapolis, IN|ORLANDO, FL | Previous registration |
| 5 |
| Firm change |
| Other |
| C•••••• S••••• • C••• I••• | S••••• W••••• A•••••••• I••• | Aug 1, 2016 | Jan 3, 2012 | -1,672 | Channel change | Other |