DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
ITASCA, IL | PLYMOUTH, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Nov 15, 2013 | n/a | yes | ITASCA, IL|PLYMOUTH, MN | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 15, 2013 | Apr 9, 2021 | no | ITASCA, IL|PLYMOUTH, MN|ITASCA, IL | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 2, 2009 | Nov 18, 2013 | no | SAINT PETERSBURG, FL|ITASCA, IL | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Apr 23, 2004 | Jan 2, 2009 | no | ITASCA, IL | Previous registration |
| SUMMIT WEALTH ADVISORS LLC | n/a | Mar 7, 2002 | Dec 10, 2013 | no | ITASCA, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Apr 9, 2021 | Nov 15, 2013 | -2,702 | Firm change after gap | Other |
| SUMMIT WEALTH ADVISORS LLC | RAYMOND JAMES FINANCIAL SERVICES, INC. | Dec 10, 2013 | Apr 23, 2004 | -3,518 | Firm change after gap | Other |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | LPL FINANCIAL LLC | Nov 18, 2013 | Nov 15, 2013 | -3 | Firm change | Other |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jan 2, 2009 | Jan 2, 2009 | 0 | Bulk transfer | Other |