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Advisor at LPL FINANCIAL LLC
SAN DIEGO, CA | Fargo, ND
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 2, 2026 | n/a | yes | Fargo, ND|SAN DIEGO, CA | Current employment |
| EIGHTH WONDER INVESTMENTS | State registered | May 27, 2021 | Aug 5, 2026 | no | FARGO, ND | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Aug 18, 2020 | May 10, 2021 | no | Fargo, ND | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EIGHTH WONDER INVESTMENTS | LPL FINANCIAL LLC | Aug 5, 2026 | Jul 2, 2026 | -34 | Firm change after gap | Other |
| MML INVESTORS SERVICES, LLC | EIGHTH WONDER INVESTMENTS | May 10, 2021 | May 27, 2021 | 17 | Firm change | Ibd to state RIA |