H••• Q••• T•••

Advisor at L•••• W••••• M••••••••• L••

PASADENA, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8dab470c-a619-69f2-4937-83214f50581a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jun 24, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 21, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••• W••••• M••••••••• L••	Independent wealth	Mar 30, 2026	n/a	yes	PASADENA, CA	Current employment
O••••• I••••••••• A••••••• L••	Independent wealth	Nov 2, 2021	Mar 10, 2023	no	SARASOTA, FL\|LOS ANGELES, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••• W••••• M••••••••• L••	O••••• I••••••••• A••••••• L••	Dec 31, 2025	Nov 2, 2021	-1,520	Firm change after gap	Other
O••••• I••••••••• A••••••• L••	L•••• W••••• M••••••••• L••	Mar 10, 2023	Mar 30, 2026

Relationships

Registered with (2)

→ L•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 24, 2010 to Dec 31, 2025factForm ADV
→ O••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Nov 2, 2021 to Mar 10, 2023factForm ADV

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 10, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8dab470c-a619-69f2-4937-83214f50581a
First observed: Jun 24, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.