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C•••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

C•••••• S••••••

Advisor at I••••••••• A•••••• A•••••••• L••

Alexander, AR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8db0ae48-2c35-ed09-cf9d-b71a74d98ed0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 20, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• A•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 4, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• A•••••• A•••••••• L••	I•••••••••_WEALTH	Sep 30, 2022	n/a	yes	Alexander, AR	Current employment
G•••••••• F•••••••• A•••••••• L••	n/a	Mar 30, 2017	Dec 14, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
G•••••••• F•••••••• A•••••••• L••	I••••••••• A•••••• A•••••••• L••	Dec 14, 2022	Sep 30, 2022	-75	Firm change after gap	Other
E••••• J••••	G•••••••• F•••••••• A•••••••• L••	Mar 10, 2017

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
144979:168267:AR:2022-12-14	Dec 14, 2022	Sep 30, 2022	BRYANT, AR	Firm change after gap

Relationships

Registered with (3)

→ I••••••••• A•••••• A•••••••• L••Registered adviserregistration: current employment
Sep 30, 2022 to presentfactForm ADV
→ G•••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 30, 2017 to Dec 14, 2022factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Jan 20, 2017 to Mar 10, 2017factForm ADV

Dated events

Occurred
Dec 14, 2022
A•••••• firm change
C•••••• S•••••• left G•••••••• F•••••••• A•••••••• L•• for I••••••••• A•••••• A•••••••• L•• (registered 2022-09-30)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8db0ae48-2c35-ed09-cf9d-b71a74d98ed0
First observed: Jan 20, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.